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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-02
TX RA APPROVED_RES 2026-06-02
FL RA APPROVED 2018-12-18
  • OH RA
    APPROVED
    Since 2026-06-02
  • TX RA
    APPROVED_RES
    Since 2026-06-02
  • FL RA
    APPROVED
    Since 2018-12-18

Branch Locations

396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States

Winter Haven, FL • United States

Miami Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2018
Wells Fargo Clearing Services, Llc Coral Gables FL 12/2018 Present
Previous Registrations
  • 2011-10-19 → 2018-12-11
    Aventura, FL
  • 2010-04-28 → 2011-09-08
    Bb&T Investment Services, Inc.
    Miami, FL
    Hialeah, FL
    Doral, FL
    Miami, FL
    Doral, FL
    Medley, FL
    Hialeah, FL
    Coral Gables, FL
    Miami Lakes, FL
    Charlotte, NC
    Palm Beach Gardens, FL
  • 2009-05-29 → 2010-03-10
    St Louis, MO
    Miami Lakes, FL
    Plantation, FL
Other Businesses

THE GARRISON TAPROOM LLC, NOT INV RELATED, MIAMI LAKES, FL, 100% OWNERSHIP WITH SPOUSE, START 2/11/2021, 40 HOUR PER MONTH, ZERO HOURS DURING TRADING, BAR OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
  • S66 Uniform Combined State Law Examination
    2009-05-15
Other Names
  • Sue Perez
  • Sugeil Funcasta
  • Sue Funcasta
  • Sugeil Perez

View on SEC IAPD

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