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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-12-02
LA RA APPROVED 2017-09-21
TX RA APPROVED_RES 2017-09-05
  • AR RA
    APPROVED
    Since 2025-12-02
  • LA RA
    APPROVED
    Since 2017-09-21
  • TX RA
    APPROVED_RES
    Since 2017-09-05

Branch Locations

4700 S. Thompson St. Ste. C-105, Springdale, AR 72764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2009 08/2017
Lpl Financial, Llc Springdale AR 08/2017 Present
Cornerstone Wealth Management, Llc Springdale AR 08/2017 Present
Previous Registrations
  • 2009-07-10 → 2017-09-01
    Springdale, AR
    St Louis, MO
    Rogers, AR
    Springdale, AR
Other Businesses

1. 8/31/2017 - CORNERSTONE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/3/2017 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Cornerstone Wealth Management, an independent investment advisor firm. I started this business activity on 10/3/2017. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. The ASA Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 01/01/2019 - 5 Hours Per Month/2 Hours During Securities Trading - Fixed Insurance. 4. 11/12/2020 - AHK Solutions - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 7/1/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 02/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - 40 Hours Per month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
  • S66 Uniform Combined State Law Examination
    2009-05-15

View on SEC IAPD

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