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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2013-03-05 |
Branch Locations
10800 Financial Center Parkway 4Th Floor, Little Rock, AR 72211 • United States
Alexander, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Little Rock | AR | 02/2009 | Present |
NOTARY PUBLIC COMMISSION EXPIRES 7/5/2014 USED ONLY FOR CURRENT JOB. YPO / PO Box 7390 Little Rock,Arkansas 72217 / Association (e.g. Trade or Industry, Sport)/ Other / educational programs for members / Other / Administration: / keep minutes of meetings, collect chapter dues, send invitations for group events / Start Date 6/1/2013 / yes, to support my role working for Hardy Winburn. Time varies, averages less than 30 minutes per week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-30 |
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