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2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-07 |
| IL | RA | APPROVED | 2009-03-10 |
Branch Locations
2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearwater Capital Partners | Hoffman Estates | IL | 03/2009 | 02/2020 |
| Clearwater Capital Partners | Hoffman Estates | IL | 02/2020 | 11/2021 |
| Clearwater Capital Partners | Hoffman Estates | IL | 11/2021 | Present |
| Clearwater Capital Partners | Hoffman Estates | IL | 01/2024 | Present |
1435 PARTNERS, LLC, NON-INVESTMENT RELATED, 2800 W. HIGGINS RD, SUITE 1025, HOFFMAN ESTATES, IL 60169, CONSULTING COMPANY THROUGH WHICH MR. SLEETING SERVES AS A BOAD MEMBER OF THE BUSINESS LISTED BELOW; MANAGER/MEMBER OF SINGLE MEMBER LLC; OWNER; STARTED IN JUNE 2024; APPROXIMATELY 5-8 HOURS PER MONTH, HOURS DURING TRADING TIMES 3-4 PER MONTH. JOHN MANAGES THE LLC AS ITS SOLE MEMBER AND PROVIDES ALL SERVICES AS DETAILED BELOW. COX FAMILY HOLDINGS, LLC DIRECT INVESTMENT IN HOLDING COMPANY'S BUSINESSES, 2024 RTE 176, CRYSTAL LAKE IL 60014, FAMILY HOLDING COMPANY,BOARD MEMBER. JOHN STARTED ON 1/28/2015.HOURS PER MONTH TOTAL: 5-8, HOURS DURING TRADING TIMES: 3-4. JOHN'S DUTIES INCLUDE ATTENDANCE AND PARTICIPATION IN BOARD OF DIRECTORS MEETINGS IN ACCORDANCE WITH THE BOARD POLICY MANUAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-09 |
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