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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-02
TX RA APPROVED 2022-02-02
  • CA RA
    APPROVED
    Since 2022-02-02
  • TX RA
    APPROVED
    Since 2022-02-02

Branch Locations

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 07/2014 12/2019
Rbc Capital Markets, Llc. Pasadena CA 12/2019 02/2020
Rbc Capital Markets, Llc Los Angeles CA 02/2020 01/2022
J.P. Morgan Securities Llc Newport Beach CA 01/2022 Present
Jpmorgan Chase Bank, N.A. Newport Beach CA 01/2022 Present
Ubs Los Angeles CA 06/2014 12/2019
Previous Registrations
Other Businesses

Effective 1/24/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-06
  • S66 Uniform Combined State Law Examination
    2011-10-06
Other Names
  • Michelle Stephanie Hadi
  • Michelle Stephanie Hadi
  • Stephanie Michelle Hadi
  • Michelle Wada
  • Michelle Hadi

View on SEC IAPD

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