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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 04/2016 | Present |
| Bank Of America, N.A. | Mcallen | TX | 07/2016 | Present |
I*3313308Entity Type: For Profit, Publicly TradedName of OBA: PfizerAddress: New York, NY 10001Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 01/05/2026Number of Hours: 20, YearlyNumber of Hours during trading: 0Duties: Medical research and pharmaceutical company. Speaking engagement/ patient consultant I*3955265 Entity Type: Entity For Profit Name of OBA: Octapharma Address: Paramus, New Jersey Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 04/01/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0, Yearly Duties: Research, develop and manufacture medicines for patients in three therapeutic areas: hematology, immunotherapy and critical care. Give feedback and speak about a medication that I am currently receiving.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-10 |
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