Best Investors Account Sign in
Inactive

Charles Jude Dzama

Cdfinancial

San Juan Capistrano, CA

Claim This Profile
Current Employers
Cdfinancial

30270 Rancho Viejo Rd Suite D, San Juan Capistrano, CA 92675-1556 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-30
NV RA APPROVED 2019-10-01
CO RA APPROVED 2018-05-25
CA RA APPROVED 2016-01-20
  • TX RA
    APPROVED_RES
    Since 2019-12-30
  • NV RA
    APPROVED
    Since 2019-10-01
  • CO RA
    APPROVED
    Since 2018-05-25
  • CA RA
    APPROVED
    Since 2016-01-20

Branch Locations

30270 Rancho Viejo Rd Suite D, San Juan Capistrano, CA 92675-1556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Laguna Niguel CA 12/2008 Present
Cdfinancial Llc Laguna Niguel CA 08/2012 Present
  • 12/2008 → Present
    Self Employed
    Laguna Niguel, CA
  • 08/2012 → Present
    Cdfinancial Llc
    Laguna Niguel, CA
Previous Registrations
Other Businesses

CURRENTLY A LIFE INSURANCE AGENT AND THIS IS A PROPRIETOR BUSINESS. THE BUSINESS IS NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-12
  • S65 Uniform Investment Adviser Law Examination
    2012-04-12
Other Names
  • Charles Dzama

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
HIGHTOWER ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES
COOPER MCMANUS
MILLER FINANCIAL SERVICES, INC.
OSAIC INSTITUTIONS, INC.

Other Investors

CARMELLO ANTONIO BUSCEMI
ROBERT LAWRENCE SCHEIN
Madison Jean Evans
WILLIAM FREDERICK BLANKE
ALI BAVARIAN
Reed Patrick Romo
MATTHEW MICHAEL DEWEESE
DEAN ARTHUR ROMO

Other Offices

LPL FINANCIAL LLC · SAN JUAN CAPISTRANO, CA
HIGHTOWER ADVISORS, LLC · San Juan Capistrano, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAN JUAN CAPISTRANO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Juan Capistrano, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAN JUAN CAPISTRANO, CA
INDEPENDENT FINANCIAL GROUP, LLC · SAN JUAN CAPISTRANO, CA
EDWARD JONES · SAN JUAN CAPISTRANO, CA
COOPER MCMANUS · SAN JUAN CAPISTRANO, CA

More in San Juan Capistrano, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor