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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

1048 Meadowlands Dr, White Bear Township, MN 55127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Flagship Bank White Bear Township MN 10/2016 Present
Landmark Financial Services White Bear Township MN 10/2016 Present
Royl Properties Llc Danbury WI 01/2021 Present
Fishbowl Bar And Restaurant Llc Danbury WI 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2016 → Present
    Flagship Bank
    White Bear Township, MN
  • 10/2016 → Present
    Landmark Financial Services
    White Bear Township, MN
  • 01/2021 → Present
    Royl Properties Llc
    Danbury, WI
  • 04/2022 → Present
    Fishbowl Bar And Restaurant Llc
    Danbury, WI
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, & ANNUITIES; 2. NAME OF OTHER BUSINESS: DBA LANDMARK FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR FINANCIAL PLANNING, START DATE: 10/01/2016, APX NUMBER OF HOURS PER WEEK: 40 HOURS, APX NUMBER OF TRADING HOURS PER WEEK: 32.5 HOURS, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS; 3. NAME OF OTHER BUSINESS: FLAGSHIP BANK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; START DATE: 10/01/2016; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR. 4. NAME OF OTHER BUSINESS: STANSHORE ENTERPRISES LLC (SHORE96); INVESTMENT RELATED: NO ADDRESS: 1056 HWY 96 WEST, SHOREVIEW, MN; NATURE OF BUSINESS: RESTAURANT / BAR; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: SCHEDULES, BANQUET MANAGER, BAR STAFFING; 5. NAME OF OTHER BUSINESS: ROYL PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: 7861 BIRCH ST, DANBURY, WI, 54830; NATURE OF BUSINESS: HOSPITALITY; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: OWNER; 6. NAME OF OTHER BUSINESS: FISHBOWL BAR AND RESTAURANT LLC; INVESTMENT RELATED: NO; ADDRESS: 30799 ST. ROAD 35, DANBURY, WI 54830; NATURE OF BUSINESS: RESTAURANT/BAR; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: OWNER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-25
  • S66 Uniform Combined State Law Examination
    2009-06-25
Other Names
  • Ryan James Marr

View on SEC IAPD

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