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4517 Allendale Drive, White Bear Township, MN 55127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-03 |
Branch Locations
4517 Allendale Drive, White Bear Township, MN 55127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St Paul | MN | 12/2010 | Present |
| Koob Wealth Management, Llc | St Paul | MN | 01/2013 | Present |
1. 1/9/2013: KOOB WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/2012 - Time Spent 100% - I provide investment advisory services through Koob Wealth Management, an independent investment advisor firm. I started this business activity in 12/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/20/2013 - KOOB WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/30/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance agent - Start Date - 11/07/2022 - 4 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-19 |
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