Best Investors Account Sign in
Current Employers
Koob Wealth Management, Llc

4517 Allendale Drive, White Bear Township, MN 55127 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-03
  • MN RA
    APPROVED
    Since 2014-01-03

Branch Locations

4517 Allendale Drive, White Bear Township, MN 55127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St Paul MN 12/2010 Present
Koob Wealth Management, Llc St Paul MN 01/2013 Present
Previous Registrations
Other Businesses

1. 1/9/2013: KOOB WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/2012 - Time Spent 100% - I provide investment advisory services through Koob Wealth Management, an independent investment advisor firm. I started this business activity in 12/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/20/2013 - KOOB WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/30/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life Insurance agent - Start Date - 11/07/2022 - 4 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-04
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S65 Uniform Investment Adviser Law Examination
    1996-04-04
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Other Names
  • Mike Koob

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in White Bear Township, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor