Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 02/2014 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 02/2014 | Present |
I*3759276, Entity Type: Entity For Profit, Name of OBA: CODD Family Holdings LLC, Address: Rapid City, South Dakota, 57701, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 02/27/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I will be a manager and member of the LLC. I will limited responsibilities, however, since my brother will be handling most of that because he and his wife also reside in Rapid City, SD. This entity was formed together with my brother, his wife, my sister, and her husband for the purpose of buying and holding a residence in Rapid City, SD, for my mother to live in as her primary residence. We expect to close on the purchase of the home on February 27, 2026. We have recently created entity documents for the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-13 |
Reach out to this advisor