Ernest Kwok Wai Hui

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → 04/2022
  M. Holdings Securities, Inc.
  Portland, OR
• 02/2015 → 04/2022
  Gbs Insurance And Financial Services, Inc.
  Phoenix, AZ
• 07/2022 → Present
  Kestra Investment Services, Llc
  Palo Alto, CA
• 07/2022 → Present
  Kestra Advisory Services, Llc
  Palo Alto, CA

Other Businesses

BALD EAGLE CITY POSITION: Co-Founder NATURE: Partner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 1376 Ernestine Lane, Mountain View CA 94040, United States DESCRIPTION: This business would revolve around a few things: 1) Running a basketball club in my local community 2) organizing a league for other basketball clubs in the area a) procuring refs b) securing gym space c) marketing the league to get more participants d) procuring coaches for our club teams 3) Coaching for the club for specific teams (mostly those with my kid on it) HUI FAMILY PROPERTIES, LLC POSITION: limited member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2012 ADDRESS: 22822 Skyview Way, Laguna Niguel CA 92677, United States DESCRIPTION: Don't do anything. My Uncle and Father are the General Partners and make all decisions. FINANCIAL ARCHITECTS PARTNERS, LLC POSITION: Assistant Vice President, Portfolio Construction NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 650 START DATE: 05/16/2022 ADDRESS: 260 Sheridan Avenue, Suite 210, Palo Alto CA 94306, United States DESCRIPTION: Registered rep KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 40 START DATE: 05/16/2022 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: investment advisory rep

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-24
• S63 Uniform Securities Agent State Law Examination
  1998-11-06

Designations

• Chartered Financial Consultant

Other Names

• Ernest Kwokwai Hui