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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-09-21 |
| TX | RA | APPROVED | 2018-09-21 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
Homewood, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 01/2010 | 09/2018 |
| Bank Of America Na | Birmingham | AL | 01/2011 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 09/2018 | Present |
VILLAGE VIEW HOA, INV RELATED, BRYSON CITY, NC, TREASURER, START 1/1/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS TO DISCUSS MAINTENANCE OF LOTS AND COMMON AREAS, APPROVING BUDGET ITEMS, AND PLANNING FOR THE NEXT YEAR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-01 |
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