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Natalie Kott

Ubs Financial Services Inc.

Oakbrook Terrace, IL

Weehawken, NJ

Oakbrook Terrace, IL

Elburn, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
IL RA APPROVED 2007-08-10
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • IL RA
    APPROVED
    Since 2007-08-10

Branch Locations

One Tower Lane, Oakbrook Terrace, IL 60181 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Elburn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Oakbrook Terrace IL 08/2007 Present
Previous Registrations
  • 2007-04-02 → 2007-08-16
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 2006-04-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-11
  • S66 Uniform Combined State Law Examination
    2006-04-11
Other Names
  • Natalie Errichiello
  • Natalie Kott
  • Natalie Errichiello

View on SEC IAPD

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Other Investors

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MANILA SUDHIR KALA
MICHAEL J DASTICE
VANESSA L PFAFF
KEVIN JAMES DAUGHERTY
KOMALPREET KAUR
Austin Michael Miller

Other Offices

UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · Villa Park, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRAC, IL
LPL FINANCIAL LLC · OAKBROOK TERRACE, IL

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