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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-04-08 |
| CA | RA | APPROVED | 2011-04-04 |
| GA | RA | APPROVED | 2007-05-21 |
Branch Locations
2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Alpharetta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, JOHNS CREEK, GA, 100% OWNERSHIP WITH SPOUSE, START 9/30/2019, 5 HRS PER MONTH, 0 HRS DURING TRADING, LAND LORD AND PROPERTY OWNER DUTIES. NATIONAL SANTA AGENCY LLC, NOT INV RELATED, DAWSONVILLE, GA, PROFESSIONAL MRS. CLAUS, START 10/31/2023, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, CHARACTER ACTOR FOR VISITS PARTIES PHOTOGRAPHERS AND MALLS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-14 |
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