Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-16
FL RA APPROVED 2012-08-27
  • TX RA
    APPROVED_RES
    Since 2016-08-16
  • FL RA
    APPROVED
    Since 2012-08-27

Branch Locations

19505 Biscayne Blvd, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 07/2012 Present
Bank Of America, N.A Aventura FL 10/2012 Present
Previous Registrations
  • 2011-02-17 → 2012-07-16
    Chase Investment Services Corp.
    Aventura, FL
    Miami Beach, FL
    Surfside, FL
    Miami Beach, FL
Other Businesses

(1)1.FOR PROFIT2.NAME OF OUTSIDE BUSINESS ORGANIZATION: rental3.INVEST RELATED: NO4.ADDRESS OF BUS: HOLLYWOOD, FL 330195.NATURE OF BUSINESS: SOLE PROPRIETORSHIP6.YOUR POSITION: OWNER7.START DATE OF RELATIONSHIP:06/04/08.NUMBER OF HOURS DEVOTED PER MONTH: 19.NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HRS: 010.YOUR DUTIES: RENTAL PROPERTY - NOT INCORP - MANAGE 100%OF THE UNIT,GET AND MAINTAIN TENANTS,COLLECT RENT,MAINTAIN PROPERTY, PAY EXPENSES AND TAX MAINTENANCE. (2): FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUS ORG: CLAUDIA ARANIBARINVEST RELATED: NADDR OF BUSINESSHOLLYWOOD, FL 33019POSITION: OTHER, OWNERSTART DATE OF RELATIONSHIP: 2/1/13#OF HRS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HRS DEVOTED DURING TRADING HRS: 0DUTIES: RENTAL PROPERTY I*496436: Name of outside business organization:rentalInvestment related: NAddress of business: hollywood, Fl, 33021Nature of business: Position: Co-owner with other family members, Start date of relationship: 8/1/14Number of hrs devoted: 1 hr(s) MonthlyNumber of hrs devoted during trading hrs: 0 I*79258 FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGAN: CLAUDIA ARANIBARINVESTMENT RELATED: NADDRESS OF BUSINESSHOLLYWOOD, FL 33021NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION:OWNER, START DATE OF RELATIONSHIP: 8/1OF HOURS DEVOTED: 1 HR(S) MONTHLYNUMBER OF HRS DEVOTED DURING TRADING HRS: 0DUTIES: I BOUGHT THIS REAL ESTATE PROPERTY AND I GET RENTAL INCOMEHOLLYWOOD, FL 33019NOT INCORPORATEDMANAGE THE UNIT 100% I*496105: Name of outside business organization: rentalInvestment related: NAddress of business: hollywood, Florida, 33019Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/17/2013Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0 I*495688For profit or not for profit: Name of outside business organization: rentalInvestment related: NAddress of business: HOLLYWOOD, Florida, 33019Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/4/2008Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0 I*135343: For-Profit OrganizationName of outside business organization: LLCInvestment related: NAddress of business:punta gorda, Fl 33950Nature of business: LLC,rental propertyPosition, title, association: Owner, owner of the rental propertyStart date of relationship: 1/15/21Number of hrs devoted: 1 hour(s) MonthlyNumber of hrs devoted during trading hrs: 0Duties: this is a small rental unit property, with spouse we will interview applicants, collect monthly rent, do the monthly accounting of the unit I*11141For profit or not for profit: Name of outside business organization: Claudia AranibarInvestment related: Address of business: Port Charlotte, Fl 33952Nature of business: ,Compensation for Activity: Position, title, association: , Start date of relationship: 7/1/21Number of hours devoted: 1 hr(s) Number of hours devoted during trading hrs: 0 I*1798314Entity Type: N/AName of OBA: Rental Property 1Address:port charlotte, FLInvestment Related:NoPosition:Co-owner with other family membersStart Date:05/01/24No Hours: 5 MonthlyNo Hours during trading:0Duties:N/A, I*1964302,Entityforprofit,Name of OBA: K Unit E Addr:PuntaGordon, FL33950 Invest Related:No Position:Owner Employee Start Date:9/2/24 No Hours:2hrs No Hours during trading: Duties:GET TENANT, PAY THE MAINTENANCE OF THE CONDOMINIUM, I*1964300,Entity for Profit, Name of OBA:K UNIT A Address:PuntaGorda,FL33180 Investment Related:NO Position:Owner Employee Start Date:9/3/24 No Hours:2 hr mo. No Hrs during trading: Duties:RENTAL PROPERTY, RECEIVE INCOME AND PAY EXPENSES FROM THIS PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-14
  • S66 Uniform Combined State Law Examination
    2011-02-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Aventura, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor