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Theodore Jonah Kay

Dlk Investment Management

Solana Beach, CA

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Current Employers
Dlk Investment Management

238 North Cedros Ave Suite 200, Solana Beach, CA 92075 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-16
CA RA APPROVED 2013-07-26
  • TX RA
    APPROVED_RES
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2013-07-26

Branch Locations

238 North Cedros Ave Suite 200, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dlk Investment Management San Diego CA 01/2009 Present
Alpha Cubed Investments, Llc Irvine CA 10/2014 01/2018
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-26
  • S65 Uniform Investment Adviser Law Examination
    2013-07-26
Other Names
  • Theodore Johnah Kay

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Solana Beach, CA
SYMPHONIC CAPITAL · SOLANA BEACH, CA
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