Best Investors Account Sign in
Inactive

Karl Arthur Schwartz

Team Hewins, LLC

Boca Raton, FL

Foster City, CA

CRD 5643662

Claim This Profile
Employer firm

Team Hewins, LLC CRD 291194

$3.97B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Team Hewins, Llc

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-04
CA RA APPROVED 2018-05-29
  • FL RA
    APPROVED
    Since 2018-06-04
  • CA RA
    APPROVED
    Since 2018-05-29

Branch Locations

2255 Glades Road Suite 210-E, Boca Raton, FL 33431 • United States

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hewins Financial Advisors Miami FL 08/2011 06/2018
Team Hewins, Llc Boca Raton FL 06/2018 03/2021
Team Hewins, Llc Boca Raton FL 04/2021 02/2025
Team Hewins, Llc Boca Raton FL 03/2025 Present
Previous Registrations
  • 2012-11-13 → 2018-06-01
    Wipfli Financial Advisors, Llc
    Milwaukee, WI
    Miami, FL
  • 2014-12-08 → 2015-12-31
    Elko Financial Advisors
    Media, PA
  • 2009-02-11 → 2013-07-03
    Wipfli Hewins Investment Advisors Llc
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-16
  • S65 Uniform Investment Adviser Law Examination
    2008-12-16
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC

Nearby Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS

Nearby Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor