Best Investors Account Sign in
Inactive

Karl Arthur Schwartz

Team Hewins, LLC

Boca Raton, FL

Foster City, CA

Claim This Profile
Current Employers
Team Hewins, Llc

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-04
CA RA APPROVED 2018-05-29
  • FL RA
    APPROVED
    Since 2018-06-04
  • CA RA
    APPROVED
    Since 2018-05-29

Branch Locations

2255 Glades Road Suite 210-E, Boca Raton, FL 33431 • United States

950 Tower Lane Suite 1050, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hewins Financial Advisors Miami FL 08/2011 06/2018
Team Hewins, Llc Boca Raton FL 06/2018 03/2021
Team Hewins, Llc Boca Raton FL 04/2021 02/2025
Team Hewins, Llc Boca Raton FL 03/2025 Present
Previous Registrations
  • 2012-11-13 → 2018-06-01
    Wipfli Financial Advisors, Llc
    Milwaukee, WI
    Miami, FL
  • 2014-12-08 → 2015-12-31
    Elko Financial Advisors
    Media, PA
  • 2009-02-11 → 2013-07-03
    Wipfli Hewins Investment Advisors Llc
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-16
  • S65 Uniform Investment Adviser Law Examination
    2008-12-16
Designations

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor