Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-24 |
| TX | RA | APPROVED | 2025-10-24 |
Branch Locations
400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 07/2013 | 10/2025 |
| Bank Of America, N.A. | Sacramento | CA | 01/2022 | 10/2025 |
| Morgan Stanley Smith Barney Llc | Sacramento | CA | 10/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2025 | Present |
(1) Rotary of Sacramento / Fair Oaks, CA / Not Investment Related / Board Member / Start 01-August-2025 / 2 hours devoted monthly / 0 during trading / Helping to make decisions on how the foundations funds are used to support the community. Foundation Board to decide how the non-profit funds should be used to help the community. (2) Rotary Club of Sacramento / Fair Oaks, CA / Not Investment Related / Member / Start 29-October-2025 / 1 hour devoted monthly / 1 during trading / Have discussions with the board about what non-profit organizations are deserving of the foundations assistance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-30 |
Reach out to this advisor