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Benjamin Jack Walton

Mml Investors Services, LLC

Albuquerque, NM

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
NM RA APPROVED 2014-08-21
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • NM RA
    APPROVED
    Since 2014-08-21

Branch Locations

8100 Lang Ave Ne Suite 102, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Inc Albuquerque NM 04/2009 Present
Massmutual Albuquerque NM 08/2008 Present
  • 04/2009 → Present
    Mml Investors Services Inc
    Albuquerque, NM
  • 08/2008 → Present
    Massmutual
    Albuquerque, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-08
S63 Uniform Securities Agent State Law Examination 2009-06-27
  • S65 Uniform Investment Adviser Law Examination
    2014-08-08
  • S63 Uniform Securities Agent State Law Examination
    2009-06-27
Designations

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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