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Edwin Alexander Ramirez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fontana, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
CA RA APPROVED 2023-01-31
  • TX RA
    APPROVED
    Since 2023-02-14
  • CA RA
    APPROVED
    Since 2023-01-31

Branch Locations

11159 Sierra Ave, Fontana, CA 92337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington Mutual Rialto CA 07/2006 Present
J.P. Morgan Securities Llc Rialto CA 09/2009 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fontana CA 10/2022 Present
Bank Of America, N.A. Fontana CA 01/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-27
S63 Uniform Securities Agent State Law Examination 2009-04-23
  • S66 Uniform Combined State Law Examination
    2023-01-27
  • S63 Uniform Securities Agent State Law Examination
    2009-04-23
Other Names
  • Edwin Ramirez
  • Edwin Alexander Ramirez
  • Edwin A Ramirez

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · FONTANA, CA
WELLS FARGO CLEARING SERVICES, LLC · FONTANA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FONTANA, CA
J.P. MORGAN SECURITIES LLC · FONTANA, CA
J.P. MORGAN SECURITIES LLC · FONTANA, CA
PFS INVESTMENTS INC. · FONTANA, CA
PFS INVESTMENTS INC. · FONTANA, CA
CITIGROUP GLOBAL MARKETS INC. · FONTANA, CA

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