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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-16
TX RA APPROVED_RES 2023-02-01
  • MN RA
    APPROVED
    Since 2023-02-16
  • TX RA
    APPROVED_RES
    Since 2023-02-01

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Cedar, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Spring Lake Park MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Spring Lake Park MN 11/2016 02/2023
Rbc Capital Markets, Llc Shoreview MN 02/2023 Present
Previous Registrations
  • 2011-01-03 → 2023-02-09
    Spring Lake Park, MN
    Minneapolis, MN
    Arden Hills, MN
    Fridley, MN
  • 2009-04-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Fridley, MN
    Spring Lake Park, MN
Other Businesses

(1) NAME OF ENTITY: Saint Francis Christian School ADDRESS: 22940 St Francis Blvd, Saint Francis MN, 55070 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Education - Theater arts CAPACITY: Teacher, Theater Arts START DATE: 02/02/23 DUTIES: I will be teaching Drama and speech HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Joseph and Sons Property Solutions LLC ADDRESS: 20533 Kerry St NW, Oak Grove, Minnesota 55011 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Apr 01, 2026 CAPACITY: Owner DUTIES: Active member of the LLC (previously non-participating spouse) HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-20
  • S66 Uniform Combined State Law Examination
    2009-04-20

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