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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Seattle | WA | 11/2010 | 04/2026 |
| Lpl Financial | Seattle | WA | 04/2026 | Present |
1. 04/2026 - Soundview Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/27/2026 2. 04/2026 - Nikko - Notary - Notary - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Bothell, WA, 98012 - OBA Start Date: 09/08/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-19 |
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