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Nicholas Walding

Captrust

Chesterton, IN

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-05-06
  • IN RA
    APPROVED
    Since 2020-05-06

Branch Locations

3100 Village Point Ste 200, Chesterton, IN 46304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc Chesterton IN 07/2010 05/2020
Capfinancial Partners Llc (Captrust) Raleigh NC 05/2020 Present
Capfinancial Securities Llc Raleigh NC 05/2020 Present
  • 07/2010 → 05/2020
    First Allied Securities, Inc
    Chesterton, IN
  • 05/2020 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 05/2020 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2011-03-10 → 2020-06-30
    Lakeside Wealth Management Group, Llc
    Chesterton, IN
Other Businesses

Town of Chesterton Economic Development; Not Investment Related. Board Member; Government/Political; start date 07/20/2016; 4 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-28
  • S66 Uniform Combined State Law Examination
    2010-10-28
Designations

View on SEC IAPD

Other Firms

FIFTH THIRD SECURITIES, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
BENJAMIN F. EDWARDS & COMPANY, INC.
COMPASS FINANCIAL ADVISORS LLC

Other Investors

MALAQUIAS J PAEZ
NATHAN SCOTT SMITH
Christopher M Skibinski
LINDSAY ANNE MCGARY
Logan Graham Ryan
PATRICK FRED HUDSON
Eric Robert Isakson
Devon Christopher Mulligan

Other Offices

FIFTH THIRD SECURITIES, INC. · CHESTERTON, IN
J.P. MORGAN SECURITIES LLC · Chesterton, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Chesterton, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Chesterton, IN
EDWARD JONES · CHESTERTON, IN
EDWARD JONES · CHESTERTON, IN
AMERIPRISE FINANCIAL SERVICES, LLC · Chesterton, IN
OSAIC WEALTH, INC. · CHESTERTON, IN

More in Chesterton, IN

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