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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

109 Broadway, Chesterton, IN 46304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Chesterton IN 01/2018 Present
Jp Morgan Securities Llc Chesterton IN 12/2014 Present
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A
    Chesterton, IN
  • 12/2014 → Present
    Chesterton, IN
Previous Registrations
  • 2011-09-02 → 2012-10-01
    Chase Investment Services Corp.
    Michigan City, IN
    Chesterton, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-31
S63 Uniform Securities Agent State Law Examination 2007-09-20
  • S66 Uniform Combined State Law Examination
    2011-08-31
  • S63 Uniform Securities Agent State Law Examination
    2007-09-20
Designations
Other Names
  • Lindsay Anne Thorgren
  • Lindsay A Mcgary

View on SEC IAPD

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