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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-05
WA RA APPROVED 2012-02-17
  • TX RA
    APPROVED_RES
    Since 2021-08-05
  • WA RA
    APPROVED
    Since 2012-02-17

Branch Locations

1405 North Forest, Bellingham, WA 98225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bellingham WA 02/2012 Present
  • 02/2012 → Present
    Lpl Financial
    Bellingham, WA
Previous Registrations
Other Businesses

1. 07/27/2012: ERIC A. MORGAN / NOTARY PUBLIC. WILL OFFER NOTARY SERVICES A NO COST TO CLIENTS OF SPINNAKER FINANCIAL GROUP. / TIME SPENT 1% / BELLINGHAM, WA 2. 08/03/2012: DBA ONLY / SPINNAKER FINANCIAL GROUP / BELLINGHAM, WA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-06
  • S66 Uniform Combined State Law Examination
    2006-04-06

View on SEC IAPD

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