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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-09-25
TX RA APPROVED_RES 2018-09-25
  • MI RA
    APPROVED
    Since 2018-09-25
  • TX RA
    APPROVED_RES
    Since 2018-09-25

Branch Locations

2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States

Rochester Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maher Corporation Troy MI 09/2008 Present
Maher Asset Management Bingham Farms MI 11/2015 Present
Signator Investors, Inc. Bingham Farms MI 05/2016 09/2018
Lpl Financial Troy MI 09/2018 Present
  • 09/2008 → Present
    Maher Corporation
    Troy, MI
  • 11/2015 → Present
    Maher Asset Management
    Bingham Farms, MI
  • 05/2016 → 09/2018
    Signator Investors, Inc.
    Bingham Farms, MI
  • 09/2018 → Present
    Lpl Financial
    Troy, MI
Previous Registrations
Other Businesses

1) 9/25/2018 - DBA FOR LPL BUSINESS - MAHER ASSSET MANAGEMENT - 100% - TROY, MI 2) 9/25/2018 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - MAHER CORPORATION, INC. - 30300 TELEGRAPH ROAD SUITE 160, BINGHAM FARMS, MI 48025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-10
S63 Uniform Securities Agent State Law Examination 2009-04-23
  • S65 Uniform Investment Adviser Law Examination
    2014-11-10
  • S63 Uniform Securities Agent State Law Examination
    2009-04-23

View on SEC IAPD

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