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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-02 |
| TX | RA | APPROVED | 2016-01-04 |
| IL | RA | APPROVED | 2014-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2014 | Present |
| Bank Of America, N.A. | Chicago | IL | 09/2014 | Present |
I*802285 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Chicago, Illinois, 60607 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*811295 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Las Vegas, Nevada, 89113 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1262279 For profit or not for profit: Entity Charitable Name of outside business organization: Harvester's Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 4/27/2023 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: , I would be a committee member for Harvester's. Havester's is a group of 50 women that help volunteer efforts and fundraising for the second harvest food bank in Orange County, CA. All funds raised go directly to support the food bank. Harvester's does
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-11 |
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