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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-02
TX RA APPROVED 2016-01-04
IL RA APPROVED 2014-12-24
  • CA RA
    APPROVED
    Since 2020-03-02
  • TX RA
    APPROVED
    Since 2016-01-04
  • IL RA
    APPROVED
    Since 2014-12-24

Branch Locations

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2014 Present
Bank Of America, N.A. Chicago IL 09/2014 Present
Other Businesses

I*802285 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Chicago, Illinois, 60607 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 3/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*811295 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Las Vegas, Nevada, 89113 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 1/1/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1262279 For profit or not for profit: Entity Charitable Name of outside business organization: Harvester's Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 4/27/2023 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: , I would be a committee member for Harvester's. Havester's is a group of 50 women that help volunteer efforts and fundraising for the second harvest food bank in Orange County, CA. All funds raised go directly to support the food bank. Harvester's does

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
S63 Uniform Securities Agent State Law Examination 2009-06-11
  • S66 Uniform Combined State Law Examination
    2014-12-23
  • S63 Uniform Securities Agent State Law Examination
    2009-06-11
Designations
Other Names
  • Nazy Aghayerashti

View on SEC IAPD

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