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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-14
OH RA APPROVED 2010-01-08
  • TX RA
    APPROVED
    Since 2017-06-14
  • OH RA
    APPROVED
    Since 2010-01-08

Branch Locations

210 N Downing St Box 312, Piqua, OH 45356 • United States

Troy, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Piqua OH 01/2010 03/2020
Ameriprise Financial Services, Llc Piqua OH 03/2020 Present
Other Businesses

Business Ownership; JRW RE Holdings, LLC; Owner; Real Estate; 2801 Amberwood Dr. , , Troy, OH, 45373; Investment-Related; 09/30/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Miami County Foundation; Board Member At Large/Investment Committee Chair; 326 N Main St., PO Box 1526, Piqua, OH, 45356; Investment-Related; 04/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-04
  • S66 Uniform Combined State Law Examination
    2011-01-04
Designations

View on SEC IAPD

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