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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-07-14
  • OH RA
    APPROVED
    Since 2005-07-14

Branch Locations

429 N Main St, Piqua, OH 45356 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Piqua OH 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

KEY CLUB INTERNATIONAL (OHIO DISTRICT); BEGAN 1993; ZONE ADMINISTRATOR; $0; 5 HRS PER MO, NOT DURING TRADING HRS; MP APPROVES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-13
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S66 Uniform Combined State Law Examination
    2005-05-13
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19

View on SEC IAPD

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