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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-23
  • OH RA
    APPROVED
    Since 2016-11-23

Branch Locations

313 East Stroop Road, Dayton, OH 45429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beavercreek OH 10/2015 10/2016
National Wealth Management Group, Llc Beavercreek OH 10/2015 10/2016
Raymond James Financial Services, Inc. Kettering OH 10/2016 Present
Raymond James Financial Services Advisors Inc. Dayton OH 11/2016 Present
Centerville Crossfit Dayton OH 09/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Riegel Financial Investment Services Address: 313 E Stroop Rd, Dayton, OH, 45429, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/24/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-20
S63 Uniform Securities Agent State Law Examination 2010-07-16
  • S65 Uniform Investment Adviser Law Examination
    2011-10-20
  • S63 Uniform Securities Agent State Law Examination
    2010-07-16
Other Names
  • Jason E Moore

View on SEC IAPD

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