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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-02 |
| FL | RA | APPROVED | 2010-09-20 |
Branch Locations
1819 Main Street Suite 900, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Sarasota | FL | 06/2009 | Present |
1)LEE ROY SELMONS NOT INVESTMENT RELATED 8253 COOPER CREEK BOULEVARD SARASOTA, FL BARTENDER STARTED 06/2007 CURRENTLY NO HOURS REGULARILY, ONLY PICK UP SHIFTS WHEN CONVENIENT. 2)UNUSUAL SUSPECTS / COVER BAND / 1504 N CONRAD AVE SARASOTA, FLORIDA 34237 / BASS PLAYER / START DATE 01/04/2011 - / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO 3) COX INVESTMENTS, LLC DBA NEW YORK HAIR VENICE / 2069 S TAMIAMI TRAIL VENICE,FL 34293 / OTHER/ OTHER SALON AND SPA / SALON AND MASSAGE THERAPY / OTHER / 50% MEMBER OF THE LLC / CONSULT MY WIFE ABOUT BUSINESS FUNCTIONS AND MAJOR FINANCIAL DECISIONS / START DATE 4/1/15 / 4)Graham Cox,FLUnited States,Individual nameOtherMusic / entertainmentMusic. I recorded some songs as a hobby and will be making them available through live streaming apps such as Apple Music. I may not generate any music streaming revenue but I want to disclose it in case I do generate any money from it.I wrote and recorded the songs and will be uploading them to be stream-able online.It's a hobby and I have no duties or obligations.Start date -12/1/2025Investment -Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-16 |
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