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23350 N Pima Road, Scottsdale, AZ 85255-7153 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-09-25 |
Branch Locations
23350 N Pima Road, Scottsdale, AZ 85255-7153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2016 | 09/2023 |
| M.S. Howells & Co | Scottsdale | AZ | 09/2023 | Present |
1. Name of Business: Nation of Builders Surety Bonds; Non-Investment Related; Address: Phoenix, AZ 85003; Nature of Business: Insurance; Position: Owner; Start Date: 03/2016; Approximate Hours Per Month: 0; Number of Hours During Trading Hours: 0; Duties: Not actively participating. LLC is registered with the Department of Insurance and State of Arizona. 2. Cristallum Pool Services LLC; Investment-related- No; 4805 E. Wagoner Rd. Scottsdale, AZ 85254; Nature- Pool Services; Position/title- Owner; Start date- 4.13.24; Approximately 20 per month, 0 per trading hours; Description- Pool cleaning and maintenance 3. Fast Break Youth Basketball League; Investment-Related- No; Scottsdale, AZ; Nature- Youth Sports; Position/Title- Coach; Affiliation dates- 12.13.25 - 6.1.27; Approximately 8 hours per month, 0 during trading hours; Description- Basketball coach
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-29 |
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