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Heriberto Muro

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Coral Gables, FL

CRD 5639371

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-15
FL RA APPROVED 2013-09-10
  • TX RA
    APPROVED
    Since 2013-10-15
  • FL RA
    APPROVED
    Since 2013-09-10

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

1699 Coral Way Fl 1, Coral Gables, FL 33145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 09/2013 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2013-09-11
    J.P. Morgan Securities Llc
    Miami, FL
    Miami, FL
    Miami, FL
    Cutler Bay, FL
    Homestead, FL
    Homestead, FL
    Miami, FL
    Coral Gables, FL
  • 2012-04-03 → 2012-10-01
    Chase Investment Services Corp.
    Hialeah, FL
    Cutler Bay, FL
    Miami, FL
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-31
S63 Uniform Securities Agent State Law Examination 2009-03-25
  • S66 Uniform Combined State Law Examination
    2012-03-31
  • S63 Uniform Securities Agent State Law Examination
    2009-03-25
Designations
  • Certified Financial Planner
Other Names
  • Heriberto Muro
  • Heriberto Jose Muro

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED
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Nearby Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL

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