Inactive

Mary Lucille Hughes

1 North Wealth Services, LLC

CRD 5639055

Claim This Profile

Employer firm

1 North Wealth Services, LLC CRD 115948

$320M regulatory AUM 15 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

1 North Wealth Services, Llc

1997 Annapolis Exchange Parkway Suite 250, Annapolis, MD 21401 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-04-01

MD RA
APPROVED

Since 2009-04-01

Branch Locations

1997 Annapolis Exchange Parkway Suite 250, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Middleton Gardiner Group, Llc	Severna Park	MD	01/2005	Present

01/2005 → Present

Middleton Gardiner Group, Llc

Severna Park, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-31

S65 Uniform Investment Adviser Law Examination

2009-03-31

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Robert E Saunders

DONALD WILLIAM COLLETT

LEE DONALD BOLLHORST

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

More in Annapolis, MD

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor