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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-04-09 |
| TX | RA | APPROVED_RES | 2024-03-05 |
| MT | RA | APPROVED | 2023-10-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Colchester | VT | 01/2015 | 03/2017 |
| Mass Mutual Life Insurance Company | Colchester | VT | 07/2016 | 08/2023 |
| Mml Investors Services, Llc | Colchester | VT | 03/2017 | 08/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING 2. HOOGENBOOM WEALTH MANAGEMENT, LLC, Bozeman MT 59715, United States, 02/01/2022, President, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 3. HOOGENBOOM INSURANCE SERVICES, LLC, 996 South Main Street, Stowe VT 05672, United States, 02/16/2024, President, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-15 |
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