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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-01-11 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Louisville | KY | 02/2011 | 08/2017 |
| Morgan Stanley Private Bank, N.A. | Louisville | KY | 02/2011 | 08/2017 |
| Wells Fargo Clearing Services Llc | Louisville | KY | 10/2017 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 11/2019 | 01/2024 |
| Raymond James & Associates Inc. | Louisville | KY | 01/2024 | Present |
(1)Name of Business: Best Tyler LLC Address: 6756 Bardstown Road, Louisville, KY, 40291, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/05/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Best Tyler owns 1 Papa Murphy Pizza Franchise located in Louisville, KY. My partner (Jerry Best) is the other 50% owner and is the operator. I am not involved in the daily operations of the business. (2)Name of Business: Diversified Home Solutions LLC Address: 4001 Woodstone Way, Louisville, KY, 40241, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/05/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Homegrown Interiors LLC Address: 4001 Woodstone Way, Louisville, KY, 40241, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 07/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Company is 100% owned by my wife, Carrie Tyler.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-15 |
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