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Colin Guy Fajardo

Wells Fargo Clearing Services, LLC

Sacramento, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-16
CA RA APPROVED 2010-07-08
  • TX RA
    APPROVED_RES
    Since 2023-11-16
  • CA RA
    APPROVED
    Since 2010-07-08

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Placerville CA 10/2004 Present
Wells Fargo Advisors Llc Placerville CA 07/2010 11/2016
Wells Fargo Clearing Services, Llc Placerville CA 11/2016 Present
  • 10/2004 → Present
    Wells Fargo Bank, N.A.
    Placerville, CA
  • 07/2010 → 11/2016
    Wells Fargo Advisors Llc
    Placerville, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Placerville, CA
Previous Registrations
  • 2009-04-03 → 2010-07-08
    Wells Fargo Investments, Llc
    Placerville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
  • S66 Uniform Combined State Law Examination
    2009-04-02

View on SEC IAPD

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