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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-25 |
| TX | RA | APPROVED | 2025-02-25 |
Branch Locations
1450 W. Long Lake Rd Suite 370, Troy, MI 48098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Troy | MI | 06/2022 | 02/2025 |
| Rco Engineering | Roseville | MI | 02/2011 | 10/2024 |
| Moon Legacy Partners | Rochester Hills | MI | 10/2024 | Present |
| Pente Moon Llc | Rochester Hills | MI | 04/2022 | Present |
| Premier Investment Properties Llc | Rochester Hills | MI | 04/2014 | Present |
| Sentia Wealth | Troy | MI | 02/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1. NAME OF OTHER BUSINESS: MOON LEGACY PARTNERS INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS A PASS THROUGH FOR PAYMENT FROM MY BROKER DEALER COMMISSIONS; 2. NAME OF OTHER BUSINESS: PENTE MOON LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: PROPERTY MANGEMENT START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGER FOR OWN RENTALS; 3. NAME OF OTHER BUSINESS: PREMIER INVESTMENT PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 04/2014 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS A REAL ESTATE HOLDING COMPANY; 4. NAME OF OTHER BUSINESS: SENTIA WEALTH INVESTMENT RELATED:YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 5. NAME OF OTHER BUSINESS: MTF MANAGEMENT INCORPORATED INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PURPOSES AND BOOKKEEPING START DATE: 2/2025 POSITION/TITLE/RELATIONSHIP: ASSOCIATE APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: THIS IS A PASS THROUGH COMPANY FOR OFFICE AND BOOKKEEPING EXPENSE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-07 |
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