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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-26
  • FL RA
    APPROVED
    Since 2022-04-26

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St. Petersburg FL 01/2009 10/2020
Raymond James Financial Services Inc. St Petersburg FL 01/2021 04/2022
Raymond James Financial Services Advisors St. Petersburg FL 07/2021 04/2022
Raymond James & Associates Inc, St.PEtersburg FL 04/2022 Present
  • 01/2009 → 10/2020
    Raymond James & Associates
    St. Petersburg, FL
  • 01/2021 → 04/2022
    Raymond James Financial Services Inc.
    St Petersburg, FL
  • 07/2021 → 04/2022
    Raymond James Financial Services Advisors
    St. Petersburg, FL
  • 04/2022 → Present
    St.PEtersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-03
  • S66 Uniform Combined State Law Examination
    2021-05-03
Other Names
  • Lianne Marie Weber

View on SEC IAPD

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