James Kofron

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-12-19
FL	RA	APPROVED	2009-05-14

TX RA
APPROVED_RES

Since 2012-12-19
FL RA
APPROVED

Since 2009-05-14

Branch Locations

6525 3Rd St, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Melbourne	FL	01/2009	Present
Bank Of America, N.A.	Rockledge	FL	05/2011	Present

01/2009 → Present

Merrill Lynch

Melbourne, FL
05/2011 → Present

Bank Of America, N.A.

Rockledge, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-08

S66 Uniform Combined State Law Examination

2009-05-08

Other Names

James E Kofron

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · ROCKLEDGE, FL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rockledge, FL

API FINANCIAL ADVISORS, LLC · ROCKLEDGE, FL

EDWARD JONES · ROCKLEDGE, FL

RALL CAPITAL MANAGEMENT, INC. · ROCKLEDGE, FL

EDWARD JONES · ROCKLEDGE, FL

CETERA INVESTMENT ADVISERS LLC · ROCKLEDGE, FL

OSAIC WEALTH, INC. · ROCKLEDGE, FL

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