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Current Employers
Trombley Wealth Management

2022 Boston Road, Wilbraham, MA 01095 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2022-01-13
FL RA APPROVED 2021-08-11
CT RA APPROVED 2021-07-01
MA RA APPROVED 2021-06-10
  • VT RA
    APPROVED
    Since 2022-01-13
  • FL RA
    APPROVED
    Since 2021-08-11
  • CT RA
    APPROVED
    Since 2021-07-01
  • MA RA
    APPROVED
    Since 2021-06-10

Branch Locations

2022 Boston Road, Wilbraham, MA 01095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ray Trombley Associates Willbraham MA 03/2009 Present
Lpl Financial, Llc Wilbraham MA 08/2016 Present
Ray Trombley Associates, Llc (Dba: Trombley Associates) Wilbraham MA 06/2021 Present
  • 03/2009 → Present
    Ray Trombley Associates
    Willbraham, MA
  • 08/2016 → Present
    Lpl Financial, Llc
    Wilbraham, MA
  • 06/2021 → Present
    Ray Trombley Associates, Llc (Dba: Trombley Associates)
    Wilbraham, MA
Other Businesses

1) 08/08/2016 - Trombley Associates - Non-Variable Insurance - Fixed and Term; Life Plans Unlimited 2) 08/08/2016 - Trombley Associates - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 140 hr/mth 3) 08/08/2016 - Ray Trombley Associates LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 85 Post Office Park, Wilbraham, MA 01095 - TIME SPENT 100%. 4) 1/6/2017 - A&C Business Services - Investment Related - At Reported Business Location(s) - Other-Business Owner - Co-Owner - Start 12/20/17 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 8/1/2017 - WMASS Business Services - Investment Related - At Reported Business Location(s) - Other-Note Payable - Started 01/01/2017 - 0 Hours Per Month During Securities Trading. 6) 8/1/2017 - WMASS Business Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2017 - 2 Hours Per Month During Securities Trading. 7) 4/23/2018 - Wealth Vest - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/12/2018 - 2 Hours Per Month During Securities Trading. 8) 03/04/2019 - 2030 Boston Road LLC - Not investment related - 2030 Boston Rd, Wilbraham, MA 01095 - Business Entity For Tax/Investment Purposes Only - start date:12/11/2018 - 2 hrs/mo - Purchased a commercial building for rental income. 9) 6/15/2021 - Ray Trombley Associates, LLC - DBA: Trombley Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/04/2021 - 80 Hours Per Month During Securities Trading - Time Spent 50% - I provide investment advisory services thru Trombley Associates, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 08/13/2025 - Trombley Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start date 10/01/2025 - 160 hrs/mnth/ 40 hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-09
S63 Uniform Securities Agent State Law Examination 2011-11-17
  • S65 Uniform Investment Adviser Law Examination
    2021-06-09
  • S63 Uniform Securities Agent State Law Examination
    2011-11-17

View on SEC IAPD

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