William Henry Kemple

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 08/2020
  Metlife Securities Inc.
  Boston, MA
• 07/2016 → 08/2020
  Massachusetts Mutual Life Insurance Company
  Holyoke, MA
• 03/2017 → 08/2020
  Mml Investors Services, Llc
  Holyoke, MA
• 08/2020 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2020 → 02/2022
  The Wealth Transition Collective
  Holyoke, MA
• 02/2022 → Present
  Kemple Financial
  East Longmeadow, MA

Previous Registrations

• 2018-11-26 → 2020-08-25
  Mml Investors Services, Llc
  East Longmeadow, MA
  Boston, MA
  Holyoke, MA
  Boston, MA

Other Businesses

1.Fixed insurance sales; as of 06/05/2020; 5% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-owner, EBK Properties, LLC an entity created for the purpose of owning and renting real estate, as of 06/05/2020; 0% of time spent during business hours; Not conducted at branch; Investment related. 3.Tax Preparation, Kemple Financial; as of 06/05/2020; 0% of time spent during business hours; Not conducted at branch; Not investment related. 4.Owner, Kemple Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-21
• S63 Uniform Securities Agent State Law Examination
  2009-06-01

Other Names

• Bill Henry Kemple