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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-08-24 |
Branch Locations
601 North Main St., East Longmeadow, MA 01028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Boston | MA | 01/2015 | 08/2020 |
| Massachusetts Mutual Life Insurance Company | Holyoke | MA | 07/2016 | 08/2020 |
| Mml Investors Services, Llc | Holyoke | MA | 03/2017 | 08/2020 |
| Commonwealth Financial Network | Waltham | MA | 08/2020 | Present |
| The Wealth Transition Collective | Holyoke | MA | 08/2020 | 02/2022 |
| Kemple Financial | East Longmeadow | MA | 02/2022 | Present |
1.Fixed insurance sales; as of 06/05/2020; 5% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-owner, EBK Properties, LLC an entity created for the purpose of owning and renting real estate, as of 06/05/2020; 0% of time spent during business hours; Not conducted at branch; Investment related. 3.Tax Preparation, Kemple Financial; as of 06/05/2020; 0% of time spent during business hours; Not conducted at branch; Not investment related. 4.Owner, Kemple Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-01 |
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