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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-08-24
  • MA RA
    APPROVED
    Since 2020-08-24

Branch Locations

601 North Main St., East Longmeadow, MA 01028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Boston MA 01/2015 08/2020
Massachusetts Mutual Life Insurance Company Holyoke MA 07/2016 08/2020
Mml Investors Services, Llc Holyoke MA 03/2017 08/2020
Commonwealth Financial Network Waltham MA 08/2020 Present
The Wealth Transition Collective Holyoke MA 08/2020 02/2022
Kemple Financial East Longmeadow MA 02/2022 Present
  • 01/2015 → 08/2020
    Metlife Securities Inc.
    Boston, MA
  • 07/2016 → 08/2020
    Massachusetts Mutual Life Insurance Company
    Holyoke, MA
  • 03/2017 → 08/2020
    Holyoke, MA
  • 08/2020 → Present
    Waltham, MA
  • 08/2020 → 02/2022
    The Wealth Transition Collective
    Holyoke, MA
  • 02/2022 → Present
    Kemple Financial
    East Longmeadow, MA
Previous Registrations
Other Businesses

1.Fixed insurance sales; as of 06/05/2020; 5% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-owner, EBK Properties, LLC an entity created for the purpose of owning and renting real estate, as of 06/05/2020; 0% of time spent during business hours; Not conducted at branch; Investment related. 3.Tax Preparation, Kemple Financial; as of 06/05/2020; 0% of time spent during business hours; Not conducted at branch; Not investment related. 4.Owner, Kemple Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
S63 Uniform Securities Agent State Law Examination 2009-06-01
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21
  • S63 Uniform Securities Agent State Law Examination
    2009-06-01
Other Names
  • Bill Henry Kemple

View on SEC IAPD

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