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Garrett Komiskey

First Trust Advisors LP

Wheaton, IL

Naples, FL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-16
IL RA APPROVED 2024-11-05
  • FL RA
    APPROVED
    Since 2024-12-16
  • IL RA
    APPROVED
    Since 2024-11-05

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

9130 Galleria Court Suite 202, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cabrera Capital Markets, Llc Chicago IL 01/2016 05/2019
Northern Trust Corporations Naples FL 06/2019 05/2024
First Trust Investment Solutions, L.P Naples FL 05/2024 10/2024
First Trust Portfolios L.P. Wheaton IL 10/2024 Present
First Trust Advisors L.P. Wheaton IL 10/2024 Present
  • 01/2016 → 05/2019
    Cabrera Capital Markets, Llc
    Chicago, IL
  • 06/2019 → 05/2024
    Northern Trust Corporations
    Naples, FL
  • 05/2024 → 10/2024
    First Trust Investment Solutions, L.P
    Naples, FL
  • 10/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2024-08-12 → 2024-12-20
    First Trust Investment Solutions L.P.
    Naples, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-04-20
  • S63 Uniform Securities Agent State Law Examination
    2009-04-20
Designations
Other Names
  • Garrett Wayne Komiskey

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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