Gwynn D. B. Yocco

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-11-14

SC RA
APPROVED

Since 2024-11-14

Branch Locations

1278 May River Road Suite 300, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Bluffton	SC	08/2015	11/2024
Lpl Enterprise, Llc	Bluffton	SC	11/2024	Present

08/2015 → 11/2024

Pruco Securities, Llc.

Bluffton, SC
11/2024 → Present

Lpl Enterprise, Llc

Bluffton, SC

Previous Registrations

2015-11-25 → 2024-11-14

Pruco Securities, Llc.

Mt. Pleasant, SC

Bluffton, SC
2014-02-04 → 2015-05-07

Fsc Securities Corporation

Bluffton, SC

Hilton Head Island, SC
2013-03-01 → 2014-02-07

Morgan Stanley

Bluffton, SC
2012-04-04 → 2013-02-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hilton Head Island, SC

Other Businesses

1) 11/24/2025-May River Financial Group-MA-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/01/2024-80hrs/mth-80hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-28

S66 Uniform Combined State Law Examination

2012-03-28

Other Names

Gwynn Davidson Baker
Gwynn D. B. Yocco
Gwynn D Baker

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews