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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-08-06
  • SC RA
    APPROVED
    Since 2016-08-06

Branch Locations

97A Towne Dr, Bluffton, SC 29910 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbor Light Insurance & Wealth Advisors Llc Bluffton SC 07/2014 Present
Gwn Securities, Inc. Palm Beach Gardens FL 07/2016 Present
  • 07/2014 → Present
    Harbor Light Insurance & Wealth Advisors Llc
    Bluffton, SC
  • 07/2016 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2015-12-21 → 2016-08-18
    Oak Mountain Capital Partners
    Hilton Head, SC
  • 2011-11-10 → 2015-12-31
    Bluffton, SC
    Bluffton, SC
    Charlotte, NC
Other Businesses

HARBOR LIGHT INSURANCE & WEALTH ADVISORS LLC: 97A TOWNE DR, BLUFFTON, SC 29910. I AM THE PRESIDENT/MANAGING PARTNER OF THIS INSURANCE AND WEALTH BUSINESS. THIS ASSOCIATION BEGAN JULY 2009. I AM COMPENSATED BY WAGES AND SALARY. I WILL DEVOTE 480 HOURS PER MONTH TO THIS BUSINESS. Richard Michael Sebastian is a an owner of Harbor Light Insurance and Wealth Advisors LLC, an insurance firm. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Harbor Light Wealth Advisors always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Harbor Light Wealth Advisors in their capacity as a licensed insurance agent. LIFE INSURANCE AND FIXED ANNUITY POSITION: life licensed NATURE: Life insurance and fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/20/2010 ADDRESS: 97A Towne Dr, Bluffton SC 29910 DESCRIPTION: As I am Life licensed I occasionally have a request to do a life quote/policy or seek a fixed annuity product for a customer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-09
S63 Uniform Securities Agent State Law Examination 2010-06-19
  • S65 Uniform Investment Adviser Law Examination
    2011-11-09
  • S63 Uniform Securities Agent State Law Examination
    2010-06-19
Other Names
  • Rich Sebastian

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