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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-23
SC RA APPROVED 2014-05-14
  • TX RA
    APPROVED_RES
    Since 2015-07-23
  • SC RA
    APPROVED
    Since 2014-05-14

Branch Locations

9 Oak Forest Rd, Bluffton, SC 29910 • United States

100 Exchange Street, Suite 100, Hilton Head, SC 29926 • United States

1121 Boundary St, Beaufort, SC 29901 • United States

21979 Whyte Hardee Blvd, Hardeville, SC 29927 • United States

2 Palmetto Bay Rd, Hilton Head, SC 29928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Hilton Head Island SC 04/2014 Present
South Carolina Bank & Trust Hilton Head SC 05/2014 Present
  • 04/2014 → Present
    Lpl Financial
    Hilton Head Island, SC
  • 05/2014 → Present
    South Carolina Bank & Trust
    Hilton Head, SC
Previous Registrations
  • 2011-09-14 → 2014-05-16
    Sorrento Pacific Financial, Llc
    Hilton Head, SC
    San Diego, CA
  • 2006-09-13 → 2011-08-16
    Uvest Financial Services Group, Inc.
    Hilton Head, SC
    Charlotte, NC
Other Businesses

1. 5/27/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOUTH STATE INVESTMENT SERVICES - START DATE=06/30/2014 - INVESTMENT RELATED - 160 HOURS PER MONTH/130 HOURS DURING TRADING - HILTON HEAD, SC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-05
  • S66 Uniform Combined State Law Examination
    2000-10-05
Other Names
  • Heather Sue Mckinney
  • Heather Sue Venrick

View on SEC IAPD

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