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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-31
  • OH RA
    APPROVED
    Since 2025-01-31

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Valencia CA 03/2010 12/2018
Bank Of America, N.A. Valencia CA 03/2010 01/2019
Western Southern Life Independance OH 01/2021 04/2021
W&S Brokerage Services Cincinnati OH 01/2021 04/2021
Unemployed Cleveland OH 01/2019 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 08/2022 01/2025
Unemployed Cleveland OH 04/2021 08/2022
Bank Of America, N.A. Cleveland OH 02/2023 01/2025
Raymond James & Associates, Inc Westlake OH 01/2025 Present
  • 03/2010 → 12/2018
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Valencia, CA
  • 03/2010 → 01/2019
    Bank Of America, N.A.
    Valencia, CA
  • 01/2021 → 04/2021
    Western Southern Life
    Independance, OH
  • 01/2021 → 04/2021
    W&S Brokerage Services
    Cincinnati, OH
  • 01/2019 → 01/2021
    Unemployed
    Cleveland, OH
  • 08/2022 → 01/2025
    Cleveland, OH
  • 04/2021 → 08/2022
    Unemployed
    Cleveland, OH
  • 02/2023 → 01/2025
    Bank Of America, N.A.
    Cleveland, OH
  • 01/2025 → Present
    Westlake, OH
Previous Registrations
  • 2023-09-05 → 2025-01-15
    Cleveland, OH
    Marietta, GA
    Cleveland, OH
    Iselin, NJ
    Rocky River, OH
  • 2010-04-06 → 2019-01-17
    Santa Monica, CA
    West Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Playa Del Rey, CA
    New York, NY
    Santa Clarita, CA
    Pepper Pike, OH
    Westerville, OH
    Santa Clarita, CA
    Frisco, TX
  • 2009-04-08 → 2010-04-07
    Wells Fargo Investments, Llc
    Culver City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-21
  • S66 Uniform Combined State Law Examination
    2023-06-21
Other Names
  • Karrie Simm
  • Karrie Ann Movsesian
  • Karrie Ann Simm
  • Karrie Movsesian
  • Karrie A Simm

View on SEC IAPD

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