Karrie Simm

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 12/2018
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Valencia, CA
• 03/2010 → 01/2019
  Bank Of America, N.A.
  Valencia, CA
• 01/2021 → 04/2021
  Western Southern Life
  Independance, OH
• 01/2021 → 04/2021
  W&S Brokerage Services
  Cincinnati, OH
• 01/2019 → 01/2021
  Unemployed
  Cleveland, OH
• 08/2022 → 01/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
• 04/2021 → 08/2022
  Unemployed
  Cleveland, OH
• 02/2023 → 01/2025
  Bank Of America, N.A.
  Cleveland, OH
• 01/2025 → Present
  Raymond James & Associates, Inc
  Westlake, OH

Previous Registrations

• 2023-09-05 → 2025-01-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
  Marietta, GA
  Cleveland, OH
  Iselin, NJ
  Rocky River, OH
• 2010-04-06 → 2019-01-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Monica, CA
  West Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Playa Del Rey, CA
  New York, NY
  Santa Clarita, CA
  Pepper Pike, OH
  Westerville, OH
  Santa Clarita, CA
  Frisco, TX
• 2009-04-08 → 2010-04-07
  Wells Fargo Investments, Llc
  Culver City, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-06-21

Other Names

• Karrie Simm
• Karrie Ann Movsesian
• Karrie Ann Simm
• Karrie Movsesian
• Karrie A Simm