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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-09
WI RA APPROVED 2011-08-01
  • TX RA
    APPROVED_RES
    Since 2019-05-09
  • WI RA
    APPROVED
    Since 2011-08-01

Branch Locations

201 Main Street, La Crosse, WI 54601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lacrosse WI 08/2011 Present
  • 08/2011 → Present
    Stifel Nicolaus & Co Inc
    Lacrosse, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-03
  • S66 Uniform Combined State Law Examination
    2009-04-03
Other Names
  • Michael Linse

View on SEC IAPD

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