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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shoemaker Financial Germantown TN 01/2009 Present
Securian Financial Services St. Paul MN 01/2009 08/2023
Minnesota Life Insurance Company St. Paul MN 01/2009 08/2023
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2009 → Present
    Shoemaker Financial
    Germantown, TN
  • 01/2009 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 01/2009 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-06-11 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
Other Businesses

GERMANTOWN CHAMBER OF COMMERCE POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2010 ADDRESS: , Germantown TN , United States DESCRIPTION: Volunteer SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-06
  • S66 Uniform Combined State Law Examination
    2009-06-06
Other Names
  • David Landon Mills

View on SEC IAPD

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