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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-04
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-11-10
  • TX RA
    APPROVED_RES
    Since 2022-04-04
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-11-10

Branch Locations

48 N Ferry Rd, Shelter Island, NY 11964 • United States

66 Main Street, East Hampton, NY 11937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc East Hampton NY 07/2014 Present
Jpmorgan Chase Bank, N.A. East Hampton NY 07/2014 Present
Menhaden Lane, Llc. Shelter Island NY 01/2015 Present
Town Of Shelter Island Shelter Island NY 01/2009 Present
Four Five Holdings Llc Shelter Island NY 12/2023 Present
Four Five Holdings Llc Shelter Island NY 09/2024 Present
  • 07/2014 → Present
    East Hampton, NY
  • 07/2014 → Present
    Jpmorgan Chase Bank, N.A.
    East Hampton, NY
  • 01/2015 → Present
    Menhaden Lane, Llc.
    Shelter Island, NY
  • 01/2009 → Present
    Town Of Shelter Island
    Shelter Island, NY
  • 12/2023 → Present
    Four Five Holdings Llc
    Shelter Island, NY
  • 09/2024 → Present
    Four Five Holdings Llc
    Shelter Island, NY
Other Businesses

Entity Name: Four Five Holdings LLC Investment related: No Address: Private Residence Nature of the other business: Vending Machines Position/Title/Relationship: Owner/Partner Start Date: 09/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Vending machines is the main source of revenue but the business does have an ATM component to income. I own 2 ATM's in Shelter Island at the South Ferry. The ferry services and maintains the machines as I pay rent to them for the space being used. Entity Name: Four Five Holdings LLC Investment related: No Address: Private Residence Nature of the other business: Vending Machines Position/Title/Relationship: Owner/Partner Start Date: 12/10/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: vending machines Entity Name: Town of Shelter Island Investment related: No Address: 38 N Ferry Rd Shelter Island NY 11964 Nature of the other business: Recreation Department Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2009 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The recreation department inside of the Town of Shelter Island is responsible for public activities offered to the citizens of Shelter Island. In my case, I monitor the adult basketball activities, which occur 3 nights per week. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: MENHADEN LANE, LLC. POSITION: OWNER START DATE: 1/1/2015 ADDRESS: 3 Shelter Island NY DETAILS: WWW.MENHADENLANE.COM. MEN'S RETAIL CLOTHING COMPANY SELLING IN A LOCAL COMMUNITY WITH THE INTENT OF SELLING ONLINE. RUNNING THE BUSINESS FROM TOP TO BOTTOM. I'M THE SOLE EMPLOYEE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 32 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 2014-09-29
  • S66 Uniform Combined State Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    2014-09-29
Other Names
  • Cori Cass
  • Cori Lee Cass
  • Cori L Cass
  • Cori L Cass

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